Information
Sheets
Definitions
I. "Human Subject" means a living
individual about whom an investigator (whether professional or
student) conducting research obtains (i) data through intervention
or interaction with the individual or (ii) identifiable private
information.
A. "Intervention" includes both physical procedures
by which data are gathered (for example, venipuncture) and manipulations
of the subject's environment that are performed for research
purposes.
B. "Interaction" includes communication or interpersonal
contact between investigator and subject.
C. "Private information" includes information about
behavior that occurs in a context in which an individual can
reasonably expect that no observation or recording is taking
place, and information that has been provided for specific purposes
by an individual and that the individual can reasonably expect
will not be made public (for example, a medical record). Private
information must be individually identifiable (i.e., the identity
of the subject is or may readily be ascertained by the investigator
or associated with the information) in order for obtaining the
information to constitute research involving human subjects.
II. "Research" means a systematic
investigation designed to develop or contribute to generalizable
knowledge. Activities that meet this definition constitute "research" for
purposes of human subjects policy, whether or not they are supported
or funded under a program that is considered research for other
purposes. For example, some "demonstration" and "service" programs
may include research activities.
III. "Legally authorized representative" means
an individual or judicial or other body authorized under applicable
law to consent on behalf of a prospective subject to the subject's
participation in the procedure(s) involved in the research.
IV. "Minimal risk" means that the
risks of harm anticipated in the proposed research are not greater,
considering probability and magnitude, than those ordinarily encountered
in daily life or during the performance of routine physical or
psychological examinations or tests.
V. "HSC" means Human Subjects Committee.
VI. "IRB" means Institutional Review
Board, the Federal designation for human subjects review committees
such as the HSC.
VII. "CFR" means the Code of Federal
Regulations. 45 CFR refers to Title 45 of the Code of Federal Regulations.
A number such as 45 CFR 46.116 refers to paragraph 116 of Part
46 of 45 CFR.
VIII. "Children" are persons who have
not attained the legal age for consent to treatments or procedures
involved in the research, under the applicable law of the jurisdiction
in which the research will be conducted.
IX. "Parent" means a child's biological
or adoptive parent.
X. "Guardian" means an individual
who is authorized under applicable State or local law to consent
on behalf of a child to general medical care.
XI. "Assent" means a child's affirmative
agreement to participate in research. Mere failure to object should
not be construed as assent.
XII. "Permission" means the agreement
of parent(s) or guardian to the participation of their child or
ward in research.
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